Compliance Monitoring Administrator – Pretoria R17k CTC
Responsible for the effective planning, control and execution of file monitoring as well as the coordination of external branch reviews to ensure the company complies with regulatory requirements and internal policies and assist the rest of the compliance team with the managing of compliance risk.
Compliance certificate, or related degree in Financial Planning.
Regulatory examination for representatives. (beneficial)
Three years’ related experience in a compliance function in Financial Services with working knowledge of FICA and FAIS. Experience in a financial advisory capacity will be beneficial.
Send CV and Certificates to email@example.com only shortlisted candidates will be contacted.
Pretoria, South Africa