Compliance Monitoring Administrator – Pretoria R17k CTC

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Job Category

Skilled Full-Time


Job Title

Compliance Monitoring Administrator – Pretoria R17k CTC


Job Summary

Responsible for the effective planning, control and execution of file monitoring as well as the coordination of external branch reviews to ensure the company complies with regulatory requirements and internal policies and assist the rest of the compliance team with the managing of compliance risk.

 

Formal Education

Compliance certificate, or related degree in Financial Planning.

Regulatory examination for representatives. (beneficial)

 

Experience:

Three years’ related experience in a compliance function in Financial Services with working knowledge of FICA and FAIS. Experience in a financial advisory capacity will be beneficial.

 

Knowledge

  • FAIS Act
  • Compliance processes
  • FICA and related Acts
  • TCF
  • Administration
  • Technological: Ms Office
  • Bilingual (fluent in English and Afrikaans)
  • Professional service delivery

Skills

  • Planning and execution
  • Process Driven
  • Ability to apply facts to the rules and regulations
  • Risk assessment capabilities
  • Attention to detail
  • Methodical
  • Highly organized
  • Dependable
  • Written and verbal communication skills

 

Send CV and Certificates to cv.hroptions@gmail.com only shortlisted candidates will be contacted.

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Additional Information


Job Location:

Pretoria, South Africa


Salary:

R 17000


Closing Date:

2019-04-30


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